Risk Warning

Investing in early stage businesses involves risks, including lack of dividends, loss of your investment and dilution and it should be done only as part of a diversified portfolio. Millbak Ltd is targeted exclusively at investors who are sufficiently sophisticated, or who are judged by Millbak Ltd otherwise to be appropriate, to understand these risks and make their own investment decisions. You will only be able to invest with Millbak Ltd once you are registered as sufficiently sophisticated or otherwise appropriate for these types of investment. Investors via Millbak Ltd are not protected from loss by the Financial Services Compensation Scheme against the Company’s default or for any losses they may suffer.

Option 1

“HIGH NET WORTH INVESTOR STATEMENT

I make this statement so that I can receive promotional communications which are exempt from the restriction on promotion of non-mainstream pooled investments. The exemption relates to certified high net worth investors and I declare that I qualify as such because at least one of the following applies to me:

  • I had, throughout the financial year immediately preceding the date below, an annual income to the value of £100,000 or more. Annual income for these purposes does not include money withdrawn from my pension savings (except where the withdrawals are used directly for income in retirement).
  • I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. Net assets for these purposes do not include:
  1. (a)the property which is my primary residence or any money raised through a loan secured on that property; or
  2. (b)any rights of mine under a qualifying contract of insurance; or
  3. (c)any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled; or
  4. (d)any withdrawals from my pension savings (except where the withdrawals are used directly for income in retirement).

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. I am aware that it is open to me to seek advice from an authorised person who specialises in advising on non-mainstream pooled investments.

Option 2

“SELF-CERTIFIED SOPHISTICATED INVESTOR STATEMENT

I declare that I am a self-certified sophisticated investor for the purposes of the restriction on promotion of non-mainstream pooled investments. I understand that this means:

  1. (i)I can receive promotional communications made by a person who is authorised by the Financial Conduct Authority which relate to investment activity in non-mainstream pooled investments;
  2. (ii)the investments to which the promotions will relate may expose me to a significant risk of losing all of the property invested.

I am a self-certified sophisticated investor because at least one of the following applies:

  1. (a)I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
  2. (b)I have made more than one investment in an unlisted company in the two years prior to the date below;
  3. (c)I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
  4. (d)I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. I am aware that it is open to me seek advice from someone who specialises in advising on non-mainstream pooled investments.

©Copyright 2022 Millbak Limited. Registered in England No. 07044763

 

Self-certified Sophisticated Investor or High-Net Worth Investors
Please read
I declare that I am a self-certified sophisticated investor or  High-Net Worth Investor for the purposes of the restriction on promotion of non-mainstream pooled investments. I understand that this means:
1. I can receive promotional communications made by a person who is authorised by the Financial Conduct Authority which relate to investment activity in non-mainstream pooled investments;
2. The investments to which the promotions will relate may expose me to a significant risk of losing all of the property invested.
I am a self-certified sophisticated investor because at least one of the following applies:
 I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
 I have made more than one investment in an unlisted company in the two years prior to the date below;
 I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
 I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.
By clicking the ‘agree’ button you agree to our terms and conditions and agree that the above constitutes a true reflection of your status as a potential investor. Otherwise please click disagree to be redirected to our homepage

If You Agree then please email info@millbak.com to receive the password to access this page.

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